CLIENT PRIVACY NOTICE
Auxin Group Wealth Management, LLC (“the Company”) is an Ohio Limited Liability Company and a state Registered Investment Advisor in the business of providing
investment advisory services and retirement planning and consulting services to clients. We are committed to safeguarding the confidential information of our
Clients. We hold all personal information provided to our Company in the strictest confidence. We may have relationships with other non-affiliated firms, including
but not limited to Investment Advisors, broker-dealers, insurance companies, trust companies, custodians, and other financial services entities. Except as required
or permitted by law, we do not share confidential information about you with non-affiliated third parties. In the unlikely event that there were to be a change
in this fundamental policy that would permit or require additional disclosures of your confidential information, we will provide written notice to you, and you will
be given an opportunity to direct us as to whether such disclosure is permissible.
We collect and develop personal information about you, and some of that information is non-public personal information (“Client Information”). The essential purpose
for collecting Client Information is to provide and service the financial products and services you obtain from our firm. The categories of Client Information collected
by Auxin Group Wealth Management, LLC depend upon the scope of your engagement with us and are generally described below. As an investment advisor, we collect and develop
Client Information about you in order to provide investment advisory services. Client Information we collect include the following:
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Information we receive from you on our questionnaires relating to financial inventories through consultation with you. This Client Information may include personal and
household information such as income, spending habits, investment objectives, financial goals, statements of account, and other records concerning your financial
condition and assets, together with information concerning employee benefits and retirement plan interests, wills, trusts, mortgages, and tax returns.
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Information developed as part of financial plans, analyses or investment advisory services.
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Information concerning investment advisory account transactions, such as wrap-account transactions.
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Information about your financial products and services transactions with us.
We restrict access to Client Information to those representatives and employees who need the information to perform their job responsibilities within our Company. We
maintain agreements, as well as physical, electronic and procedural security measures that comply with federal regulations to safeguard your information as a Client
of the Company.
To administer, manage and service Client accounts, process transactions and provide related services to your account(s), it is necessary for us to provide access to
Client Information within our Company and to non-affiliated companies; such as, and including other Investment Advisors, broker-dealers, trust companies, custodians
and insurance companies. We may also provide Client Information outside of our Company as permitted by law to entities such as government agencies, consumer reporting
agencies or other third parties in response to subpoenas.
If your account with our Company is closed, we will continue to operate in accordance with the principles stated in the Client Privacy Notice.
In November 1999, Congress enacted the Gramm-Leach-Bliley Act (“GLBA”). The GLBA requires certain financial institutions, including broker-dealers and investment
Advisors, to protect the privacy of Customer Information. To the extent a financial institution discloses Client Information to non-affiliated third parties other
than as permitted or required by law, Clients must be given the opportunity and means to opt out (or prevent) such disclosure. Please note that we do not disclose
Client Information to non-affiliated third parties except as permitted or required by law (e.g., disclosures to service your account or to respond to subpoenas).
Should you have any questions or would like to speak to someone regarding this Client Privacy Notice, please write or call Matthew Burnham, Managing Partner and Chief
Compliance Officer, Auxin Group Wealth Management, LLC, 2923 Smith Road, Suite 202, Akron, Ohio 44333. Telephone Number: 330-237-1030.
